Search Result

401 - 420 of 999 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries