Search Result

401 - 420 of 1068 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

COND 1.3 General

As Published: 2013

COND 1.3 General

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements