Search Result

401 - 420 of 463 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation