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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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