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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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