Search Result

301 - 320 of 1006 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

DTR 3.1

As Published: 2005

DTR 3.1

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events