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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business