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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications