Search Result

281 - 300 of 1158 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose