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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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REC 3.7 Auditors

LR 3.3 Shares

SUP 6.2 Introduction

MCOB 1.3 General application: where?

IFPRU 4.3 Guidance on internal ratings based approach: high level material

CASS 7A.2 Primary pooling events

BIPRU 13.1 Application and Purpose

LR 10.2 Classifying transactions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading