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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification