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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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INSPRU 1.5 Internal-contagion risk

FEES 7.2 The CFEB levy

BIPRU 11.2 Basis of disclosures

SYSC 9.1 General rules on record-keeping

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SUP 13A.1 Application and purpose

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REC 2.16A Operation of a multilateral trading facility

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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DEPP 6.5A The five steps for penalties imposed on firms

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading