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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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