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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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