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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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