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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

…

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

…

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

…

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

…

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

…

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

…

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

…

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

…

PR App 3.1

As Published: 2005

PR App 3.1

…

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

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