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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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LR 15.6 Notifications and periodic financial information

COLL 8.6 Termination, suspension, and schemes of arrangement

LR 10.2 Classifying transactions

BIPRU 7.9 Use of a CAD 1 model

SUP 14.3 Changes to cross border services

INSPRU 1.5 Internal-contagion risk

SUP App 3.3 Background

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading