Search Result

61 - 80 of 946 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 10A.9 Significant management functions

As Published: 2013

SUP 10A.9 Significant management functions

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources