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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2013

SUP 10A.12 Procedures relating to FCA-approved persons

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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