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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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CASS 1A.2 CASS firm classification

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading