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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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Similar To

SUP 11.1 Application

FEES 2.1 Introduction

CASS 10.1 Application, purpose and general provisions

FIT 2.3 Financial soundness

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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BIPRU 8.5 Basis of consolidation

COLL 9.4 Facilities in the United Kingdom

COBS 6.1E Platform service providers

PERG 5.11 Other aspects of exclusions

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SUP 13.10 Applicable provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation