Search Result

781 - 800 of 1184 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.1 Application

As Published: 2005

LR 8.1 Application

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission