Search Result

521 - 540 of 647 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

…

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

…

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

…

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

…

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

…

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

…

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

…

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

…

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

…

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

…