Search Result

361 - 380 of 1047 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters