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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 5.6 Confidential information and privilege

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 9.10 Significance of being an open-ended investment company

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP App 2.15 Run-off plans for closed with-profits funds

BIPRU 12.3 Liquidity risk management

SUP 9.1 Application and purpose

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SYSC 9.1 General rules on record-keeping

FIT 2.1 Honesty, integrity and reputation

DEPP 6.5D Serious financial hardship

RCB 3.6 Fees and other matters

COLL 6.7 Payments

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

GENPRU 3.2 Third-country groups

COLL 11.4 Depositaries

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 16.13 Reporting under the Payment Services Regulations

SYSC 4.2 Persons who effectively direct the business