Search Result

321 - 340 of 975 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

REC 1.1 Application

As Published: 2005

REC 1.1 Application

IFPRU 1.4 Directions and permissions

As Published: 2014

IFPRU 1.4 Directions and permissions

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)