Search Result

301 - 320 of 1110 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

SUP App 3.9 Mapping of MiFID, CRD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers