Search Result

141 - 160 of 1168 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

PERG 13.2 General

As Published: 2011

PERG 13.2 General

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction