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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements