Search Result

141 - 160 of 697 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

PR App 3.1

As Published: 2005

PR App 3.1

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission