Search Result

801 - 820 of 1062 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

LR 20.1 Application

As Published: 2010

LR 20.1 Application

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

IFPRU 1.4 Directions and permissions

As Published: 2014

IFPRU 1.4 Directions and permissions

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance