Search Result

761 - 780 of 1229 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation