Search Result

661 - 680 of 780 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

APER 1.1A Application

As Published: 2013

APER 1.1A Application

PERG 2.11

As Published: 2007

PERG 2.11

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision