Search Result

641 - 660 of 1041 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions