Search Result

621 - 640 of 1080 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication