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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2013

SUP 10A.12 Procedures relating to FCA-approved persons

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

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