Search Result

561 - 580 of 1019 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose