Search Result

561 - 580 of 1203 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction