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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

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IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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