Search Result

501 - 520 of 1124 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme