Search Result

481 - 500 of 1219 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction