Search Result

461 - 480 of 745 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

…

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

…

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

…

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

…

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

…

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

…

SUP 10A.16 How to apply for approval and give notifications

As Published: 2013

SUP 10A.16 How to apply for approval and give notifications

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

…

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…