Search Result

441 - 460 of 1012 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose