Search Result

401 - 420 of 1250 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services