Search Result

361 - 380 of 1141 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 3.23 Default

As Published: 2011

REC 3.23 Default

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background