Search Result

341 - 360 of 943 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

PR App 3.1

As Published: 2005

PR App 3.1

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting