Search Result

341 - 360 of 1012 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 2.11

As Published: 2007

PERG 2.11

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

COND 1.3 General

As Published: 2013

COND 1.3 General

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

COBS 6.1E Platform service providers

As Published: 2011

COBS 6.1E Platform service providers

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending