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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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