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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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