Search Result

281 - 300 of 1072 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

LR App 2.1

As Published: 2005

LR App 2.1

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business